FIN 370 Week 1 DQ 2

What are three primary roles of the SEC? How does the Sarbanes Oxley Act augment the SEC’s role in managing financial governance? Do you think that businesses are more ethical after the passing of the Sarbanes Oxley Act? What examples are there to support you answer?

Response
The three primary roles of the SEC are to: protect investors, maintain fair and efficient markets, and facilitate capital formation (Shirey, 2013).
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